Measures being imposed

378750,00 тенге

1. Impeding to civil servants of the bodies of state control and supervision in performing their official duties in accordance with their competence being expressed in a refusal to represent necessary documents and other details

1. Статья: 462 Пункт: 1 - The Code of Administrative Offenses

1. LAW CONCERNING THE NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

Атырауский филиал (Атырау)

441875

1. inconsistency of the internal control rules with the requirements of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of proceeds from crime and the financing of terrorism

1. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

1.

Алматинский городской филиал (Алматы)

441875

1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject

1. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. violation of rules

04.07.2019

1. Статья: 46 -
2. Статья: 51, 53 Пункт: 1 -
3. Статья: 5 -

1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144

Алматинский городской филиал (Алматы)

1. Information about excitation in the court of business on a corporate dispute is placed with violation of term

1. Статья: 102 Пункт: пп.1 п.2 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

1. Non-placement of the list of affiliates

21.12.2019

1. Статья: 102 Пункт: 2 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

5 302 500,00

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

A court order in cases №196300803000249,196300803000254,196300803000259,196300803000268,196300803000275196300803000276,196300803000277,196300803000278,196300803000279,196300803000283,196300803000288,196300803000292,196300803000294,196300803000296,196300803000307,196300803000317,196300803000319,196300803000325,196300803000329.

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

Court decision on cases №№ 196300803000243,196300803000244,1963008030000245,196300803000246,196300803000248,196300803000250,196300803000251,196300803000252,196300803000255,196300803000256,1963008030000257,196300803000258,196300803000260,196300803000262,196300803000264,196300803000265,196300803000266,196300803000267,196300803000269,196300803000270,196300803000272, 196300803000273,196300803000274,196300803000280,196300803000281,196300803000282,196300803000284,196300803000285,196300803000289,196300803000290,196300803000295, 196300803000298,196300803000299,196300803000302,196300803000303,196300803000304,196300803000306,196300803000308,196300803000309,196300803000310,196300803000311,196300803000313,196300803000314,196300803000315,196300803000316,196300803000318,196300803000320,196300803000321,196300803000326,196300803000327,196300803000328,196300803000331,196300803000297,196300803000247,196300803000286,196300803000330,196300803000261,196300803000271,19630080300263,196300803000322,196300803000293,196300803000324,196300803000323,196300803000253,196300803000300,196300803000312,196300803000291,196300803000305,196300803000301,196300803000287

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

3333000

1. violation of financial monitoring

26.08.2019

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144

Алматинский городской филиал (Алматы)

4 383 400 тенге

1. Violation by the subjects of the financial monitoring of legislation of Republic of Kazakhstan about counteraction of legalization (to washing) of the acuestss got a criminal way, and to financing of terrorism in part of the documentary jigging, storage and grant of information about operations subject to the financial monitoring, their clients, proper verification of clients (their representatives) and beneficiary owners, stopping and abandonment from realization of operations subject to the financial monitoring, defence of the documents got in the process of the activity

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

Court ruling in matters №№ 196300803000340,196300803000341,196300803000342,196300803000343,196300803000344,196300803000345,196300803000346,196300803000347,196300803000348,196300803000349,196300803000350

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)