Measures being imposed

1.

Северо-Казахстанский филиал (Петропавловск)

Warning

1. Making a payment and (or) money transfer by an authorized bank for a currency transaction without submitting a currency agreement or a currency agreement with an assigned account number, when the submission of such a currency agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.

1. Статья: 210 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

warning

1. Violation оf the period for presentation of reporting provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

1. Статья: 218 Пункт: 8 -

1. Organization of exchange operations with cash foreign currency

Центральный аппарат

Warning

1. Presentation of incomplete and (or) unreliable report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Violation of terms for presentation reports for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 218 Пункт: 7 -

1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»

Центральный аппарат

Warning

1. Violation of terms for presentation reports for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Предупреждение

1. Violation of term for presentation of report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

369200

1. Conducting operations without appropriate reflection of their results in accounting reporting

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Карагандинский филиал (Караганда)