Measures being imposed

1. Repeated violations by organizations engaged in microfinance activities of the deadline for submitting financial or other statements stipulated by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

warning

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

warning

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

605500

1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.

1.

Костанайский филиал (Костанай)

605500

1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.

1.

Костанайский филиал (Костанай)

605500

1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.

1.

Костанайский филиал (Костанай)

61 201 585 fine

1. Violation of the procedure of purchase and (or) sale of non-cash foreign currency in the internal currency market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within one year after imposition of an administrative sanction

1. Статья: 252 Пункт: 2 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

194 626 Fine

1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly second time within a year after imposition of administrative sanction

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

Warning

1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы