"Halyk Bank of Kazakhstan", JSC
Second tier banks
25.05.2026
260000800000363
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 875
The nature of a breach:
1. Submission of unreliable or incomplete reporting on currency operations of clients by agents of currency control,
repeatedly second time second time within a year after imposition of administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"ТрансЭкспрессА" LLP
Authorized organization
05.06.2026
36-03-21/206С
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written prescription
The nature of a breach:
1. The LLP unreliably provided the semi-annual report according to Appendix 2 to the Rules No. 3 for the 1st half of 2025.
2. The measures for proper customer due diligence in accordance with Article 5 of the Law on CFT/FT/FRMU have not been carried out by the LLP, namely, measures to record the legal address data of the customer have not been carried out.
3. The report for May 2025 provided by the LLP is unreliable in accordance with Appendix 13 to the Rules No. 49
2. The measures for proper customer due diligence in accordance with Article 5 of the Law on CFT/FT/FRMU have not been carried out by the LLP, namely, measures to record the legal address data of the customer have not been carried out.
3. The report for May 2025 provided by the LLP is unreliable in accordance with Appendix 13 to the Rules No. 49
Date of performance:
12.06.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
3. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2.
3. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
An organization engaged in microfinance activities
20.05.2026
263500800000020
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Оf the period for presentation of reporting provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
20.05.2026
263500800000019
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Оf the period for presentation of reporting provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
03.06.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
