"Marsh (Insurance Brokers)", LLP
Insurance brockers
24.12.2019
№ 190000803000977
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
479 750 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
30.01.2018
1111-18-00-3/74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
254 128
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization according to the Law "On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Note:
Paid. Kokshetau city special administrative justice
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Microfinancial organization, Atyrau Microfinancial center, LLP
An organization engaged in microfinance activities
30.01.2018
№54-09-12/242
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking of standard contracts on compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
15.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Creditum » microfinancial organization» LLP
An organization engaged in microfinance activities
30.01.2018
52-14-23/424
Limited enforcement action
Written prescription
The nature of a breach:
1. the requirements of the authorized body regarding the minimum amount of equity capital
Date of performance:
28.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "Smart Credit" LLP
An organization engaged in microfinance activities
31.01.2018
52-14-23/451
Limited enforcement action
Written prescription
The nature of a breach:
1. The value of the coefficient K1 is less than 0.1;
Date of performance:
02.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Tumar" LLP
An organization engaged in microfinance activities
01.02.2018
52-14-23/471
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation, as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Date of performance:
12.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
- For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«MFO «ALHalal Finance» LLP
An organization engaged in microfinance activities
05.02.2018
52-14-23/497
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the amount of equity and the value of the coefficient k2
Date of performance:
19.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4, 10
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"MFO "Abzal-Credit" LLP
An organization engaged in microfinance activities
06.02.2018
52-14-23/524
Limited enforcement action
Written warning
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
23.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Express Loan" LLP
An organization engaged in microfinance activities
08.02.2018
58-12-12/632
Limited enforcement action
Written warning
The nature of a breach:
1. late submission of the report on the decoding of the maximum size of risk on one borrower
Date of performance:
08.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Limited Liability Partnership "Microfinance Organization" Tengoff "
An organization engaged in microfinance activities
12.02.2018
64-12-13/534
Limited enforcement action
Written prescription
The nature of a breach:
1. The list of commissions in contracts is reflected without taking into account the sequence provided by the "On microfinance оrganizations" Law, bring the account numbers in accordance with the standard chart of accounts No. 79, settlements of provisions are made not in accordance with IFRS and with internal regulatory documents
Date of performance:
23.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: 5
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
Executed
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
