Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
19.02.2018
185900803000001 (63-11-19/4/59/189)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
384800 тенге
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization according to the Law "On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/698 of 28 Februarу 2018. Paid in 20.03.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Oral" microfinancial organization" JSC
An organization engaged in microfinance activities
20.02.2018
№57-07-11/399
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
20.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Dostyk Leasing" LLC
Insurance groups
03.12.2015
25-5-04/1633
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of the deadline for submission of the consolidated financial statements as at 1 October 1, 2015 established by the Law of the Republic of Kazakhstan dated December 18, 2000 # 126-II «About insurance activity"
Date of performance:
14.12.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MFO "Aksay" LLP
An organization engaged in microfinance activities
20.02.2018
№57-07-11/396
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
02.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
21.02.2018
185900803000004 (63-11-19/4/59/192)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/752 of 06 March 2018. Paid in 03.04.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
21.02.2018
185900803000003 (63-11-19/4/59/191)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/751 of 05 March 2018. Paid in 03.04.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Centras Capital" LLC
Insurance holdings
17.05.2017
27-5-04/358
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
21.02.2018
185900803000002 (63-11-19/4/59/190)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/750 of 06 March 2018. Paid in 03.04.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"MFO "Aksay" LLP
An organization engaged in microfinance activities
21.02.2018
182 700 803 000 003
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
5 411 250
The nature of a breach:
1. Administrative violation was expressed in the failure to provide information to the credit bureau in time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
Cases of administrative violations 37 protocols are combined into one proceeding for joint consideration. Taking into account Part 2 of Article 58 of the Code of Administrative Offenses, the total amount of the penalty is 5 411 250 tenge.
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
«Microfinancial organization «SM-INVEST» LLP
An organization engaged in microfinance activities
21.02.2018
52-14-23/877
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
07.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
