«Central Asia Microfinancial organization" LLP
An organization engaged in microfinance activities
26.04.2018
52-14-23/2146
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
18.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization" KOOLMONEY" LLP
An organization engaged in microfinance activities
27.04.2018
187500803000164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240500
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
13.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "HERMES CREDIT" LLP
An organization engaged in microfinance activities
27.04.2018
187500803000163
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240500
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
13.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "Smart Credit" LLP
An organization engaged in microfinance activities
27.04.2018
№52-14-23/2161
Limited enforcement action
Written prescription
The nature of a breach:
1. the coefficients k2 and k3 are violated
Date of performance:
25.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 10, 12
- Resolution of the Board of the NBK No.148 of July 31, 2017
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
ТОО "АбИс LTD"
Authorized organization
09.10.2017
б/н
Sanctions and other administrative penalties
License withdrawal
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 39
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
28.04.2018
181100803000045
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240500
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Date of performance:
07.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
Paid, payment order №90 dated 25.05.2018
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Bakdaulet and K" LTD
Authorized organization
18.10.2017
№54-04-43/2097
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of requirements on automation of accounting
Date of performance:
27.10.2017
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
04.05.2018
181100803000047
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
288 600 тенге
The nature of a breach:
1. Non-execution of written instruction №50-08-11/915 dated 23 April 2018
Date of performance:
19.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- The Code of Administrative Offenses
Note:
Paid, payment order №97 dated 21.06.2018
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Bakdaulet and K" LTD
Authorized organization
23.10.2017
172300803000015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
28.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Oral" microfinancial organization" JSC
An organization engaged in microfinance activities
05.05.2018
№57-07-11/1014
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
06.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Implemented via letter №41 from 05.06.2018
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
