Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
21.01.2019
№190000803000070
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
26.04.2019
33-3-08/1682
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
17.05.2019
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
11.01.2018
181100803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
5 411 250
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
22.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
Paid, payment order № 60 from 21.02.2018 g.
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Microfinancial organization "Zhana Otau" LLP
An organization engaged in microfinance activities
18.01.2018
172700803000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 361 400
The nature of a breach:
1. implementation of other business activities not provided for by law
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: 2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
paid 31.01.2018 year
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
23.01.2019
№190000803000087
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Bolashak" LTD
An organization engaged in microfinance activities
25.01.2018
51-40-35/228
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. For violation of requirements the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Date of performance:
23.02.2018
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"MFO "Aksay" LLP
An organization engaged in microfinance activities
26.01.2018
182 700 803 000 002
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Marsh (Insurance Brokers)", LLP
Insurance brockers
24.12.2019
№ 190000803000977
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
479 750 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
30.01.2018
1111-18-00-3/74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
254 128
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization according to the Law "On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Note:
Paid. Kokshetau city special administrative justice
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Microfinancial organization, Atyrau Microfinancial center, LLP
An organization engaged in microfinance activities
30.01.2018
№54-09-12/242
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking of standard contracts on compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
15.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
