"Microfinancial organization «Казахстанская Микрофинансовая Компания» LLP
An organization engaged in microfinance activities
12.06.2017
52-14-21/3331
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
26.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
LLP "Атамекен" microfinancial organization
An organization engaged in microfinance activities
14.06.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
680 700
The nature of a breach:
1. Violation of subclause 1 clause 25 Law of the RK "On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan"
Date of performance:
25.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Microfinancial organization «365 Теnge» LLP
An organization engaged in microfinance activities
14.06.2017
52-14-21/3431
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
26.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Alka" LLP
An organization engaged in microfinance activities
15.06.2017
176300803000010
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
304 947,95 тенге
The nature of a breach:
1. Accounting records in violation of the requirements established by the legislation of the RK on accounting and financial reporting, which led to a distortion of financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
17.06.2017
65-40-11/1731
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
19.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Microfinancial organization "SATOR" LLP
An organization engaged in microfinance activities
20.06.2017
175900803000009 (63-11-19/4/59/182)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
317 660 тенге
The nature of a breach:
1. The administrative offense was expressed in a violation of the law of the Republic of Kazakhstan about counteraction of legalization (washing) of income gained in the criminal way and financing of terrorism regarding documentary fixation and providing information on the operations which are subject of financial monitoring
Date of performance:
27.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-17-00-3/2665 of 27 June 2017. Paid in 12.07.2017 y.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Express Finance Group" Microfinancial organization", LLP
An organization engaged in microfinance activities
14.07.2017
64-12-07/1039
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
317 660
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
26.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
20.07.2017
51-40-17/1693
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
An organization engaged in microfinance activities
20.07.2017
51-40-17/1692
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
Microfinancial organization " MAX-M " LLP
An organization engaged in microfinance activities
21.07.2017
58-12-11/2319
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Date of performance:
07.08.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
